Steven John Nichols

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 May 2005 to 8 Dec 2005)
    • CF7 Sole Trader (AR) (27 May 2005 to 28 Oct 2005)
  • Steven John Nichols

    FRN 432924

    • (1)Employed By (since 27 May 2005)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (16 Dec 2002 to 24 May 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 16 Dec 2002)
  • Financial Independence UK Ltd (no longer approved here)

    FRN 195114

    • (7)Employed By (30 Apr 2001 to 24 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.