Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 30 Apr 2021)
- SMF3 Executive Director (9 Dec 2019 to 18 Nov 2021)
- CF3 Chief Executive (7 Aug 2019 to 8 Dec 2019)
- CF1 Director (27 Jul 2015 to 8 Dec 2019)
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- CF30 Customer (25 Feb 2011 to 1 Feb 2013)
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- CF30 Customer (1 Nov 2007 to 9 Dec 2010)
- CF21 Investment Adviser (6 Apr 2004 to 31 Oct 2007)
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- CF1 Director (AR) (7 Mar 2005 to 13 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.