Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 11 Mar 2026)
    • [FCA CF] Functions requiring qualifications (24 Jul 2024 to 23 Jun 2025)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • Appointed representative dealing with clients for which they require qualification (26 Aug 2020 to 24 Jul 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Oct 2020)
  • JDA Wealth Ltd (no longer approved here)

    FRN 175318

    • (8)Employed By (28 Jun 2010 to 15 Jan 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (28 Jun 2010 to 15 Jan 2016)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (15 Jul 2002 to 1 Aug 2002)
    • CF22 Investment Adviser (Trainee) (15 Jul 2002 to 15 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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