Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
    • [FCA CF] Client dealing (since 16 Oct 2024)
  • Foresight Financial Planning Limited (no longer approved here)

    FRN 788849

    • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 22 Sep 2023)
  • Aquila Financial Management Limited (no longer approved here)

    FRN 161585

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

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