Steven John Davies

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Propp Ltd

    FRN 914408

    • SMF3 Executive Director (since 4 May 2020)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 14 Dec 2017)
    • CF30 Customer (since 14 Dec 2017)
  • Firmitas Financial Services Limited

    FRN 724293

    • (2)Employed By (since 25 Nov 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (25 Nov 2015 to 28 Dec 2017)
    • CF30 Customer (28 Aug 2012 to 28 Dec 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Apr 2010 to 30 Jul 2012)
    • CF21 Investment Adviser (27 Feb 2002 to 8 Apr 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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