Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • SMF3 Executive Director (9 Dec 2019 to 10 May 2023)
    • CF1 Director (11 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (25 Sep 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (28 Sep 2005 to 15 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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