Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tufton Investment Management Ltd (no longer approved here)

    FRN 139100

    • CF1 Director (1 Dec 2001 to 24 Feb 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 24 Feb 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Feb 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 24 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.