STEVEN JOHN CLARK

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS Derivatives Limited

    FRN 197244

    • SMF18 Other Overall Responsibility (since 13 Dec 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (since 24 Nov 2020)
    • [FCA CF] Significant management (since 24 Nov 2020)
    • CF29 Significant management (13 Jun 2017 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD.

    FRN 147543

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Significant management (since 24 Nov 2020)
    • [FCA CF] Manager of certification employee (since 24 Nov 2020)
    • CF29 Significant management (13 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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