Steven John Charlton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SEI Investments (Europe) Ltd

    FRN 191713

    • [FCA CF] Material risk taker (since 5 Aug 2024)
    • [FCA CF] Client dealing (since 3 Dec 2020)
    • [FCA CF] Manager of certification employee (since 3 Dec 2020)
    • [FCA CF] Material risk taker (3 Dec 2020 to 21 Jan 2022)
    • CF30 Customer (21 Nov 2017 to 8 Dec 2019)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • CF30 Customer (9 Dec 2013 to 20 Jun 2017)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF30 Customer (10 Feb 2009 to 30 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.