Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF4 Partner (AR) (since 27 Mar 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 29 Nov 2012)
- CF4 Partner (AR) (29 Nov 2012 to 28 Jan 2013)
-
Calver Wealth Management
FRN 595066
- Employed By (since 30 Jan 2013)
-
- (4)Employed By (29 Nov 2012 to 30 Jan 2013)
-
- (6)Employed By (18 Jun 2011 to 20 Dec 2012)
-
- (16)Employed By (28 Jan 2010 to 17 Jun 2011)
-
- CF30 Customer (1 Nov 2007 to 20 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
- (21)Employed By (25 Nov 2002 to 8 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.