Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JWA Wealth Management (no longer approved here)

    FRN 538248

    • (1)Employed By (29 May 2013 to 31 Oct 2013)
  • John Williams (no longer approved here)

    FRN 419875

    • (2)Employed By (22 May 2013 to 29 May 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Jan 2012 to 31 Oct 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 19 Jan 2012)
    • CF21 Investment Adviser (23 Dec 2002 to 28 Feb 2007)
    • CF22 Investment Adviser (Trainee) (5 Apr 2002 to 23 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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