Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (15 Aug 2022 to 7 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (11 Feb 2022 to 6 Jul 2022)
    • [FCA CF] Algorithmic trading (15 Jul 2019 to 9 Jan 2025)
    • [FCA CF] Client dealing (8 Feb 2018 to 20 Jun 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (11 Feb 2022 to 6 Jul 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (31 Jan 2011 to 28 Dec 2012)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (21 Jul 2003 to 12 Apr 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (7 Mar 2003 to 12 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.