Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Manager of certification employee (26 Feb 2019 to 21 Feb 2024)
    • [FCA CF] Client dealing (7 Mar 2017 to 31 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.