Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Sep 2006 to 16 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2006)
    • CF22 Investment Adviser (Trainee) (16 Oct 2004 to 12 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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