Steven James Bennett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BUXTON LANE MORTGAGE SERVICES LTD

    FRN 631474

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsibility for MCD Intermediation (since 3 Mar 2021)
    • SMF16 Compliance Oversight (since 3 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2020)
    • [FCA CF] Significant management (since 26 Apr 2020)
    • [PRA CF] Key function holder (since 26 Apr 2020)
    • [FCA CF] Client dealing (since 26 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (16 Dec 2014 to 30 Sep 2018)
    • CF1 Director (16 Dec 2014 to 8 Dec 2019)
  • Buxton Lane Mortgage Services Ltd (no longer approved here)

    FRN 431020

    • Employed By (10 Sep 2012 to 1 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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