Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 20 Mar 2009)
    • CF21 Investment Adviser (16 Sep 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 20 Mar 2009)
    • CF21 Investment Adviser (31 Jul 2003 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2003)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.