Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Aug 2021)
- CF30 Customer (7 Aug 2015 to 24 Aug 2021)
-
- (6)Employed By (28 Sep 2015 to 12 Feb 2018)
-
- CF21 Investment Adviser (20 Dec 2005 to 1 Jul 2007)
- CF7 Sole Trader (AR) (15 Nov 2004 to 14 Nov 2005)
- CF22 Investment Adviser (Trainee) (15 Nov 2004 to 20 Dec 2005)
-
- (1)Employed By (15 Nov 2004 to 20 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.