Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 23 Jan 2025)
    • [FCA CF] Manager of certification employee (since 20 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2024)
    • [FCA CF] Client dealing (31 Mar 2023 to 30 Nov 2023)
    • [FCA CF] Manager of certification employee (31 Mar 2023 to 30 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
    • CF30 Customer (4 May 2017 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Jul 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.