Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (9 Dec 2020 to 8 Sep 2022)
- [FCA CF] Material risk taker (13 May 2020 to 8 Dec 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2020)
- [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2020)
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- CF29 Significant management (13 Jul 2015 to 3 Jan 2017)
- CF30 Customer (8 Jul 2008 to 22 Mar 2018)
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- CF22 Investment Adviser (Trainee) (29 May 2002 to 9 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.