Steven Horkulak

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MAKOR SECURITIES LONDON LTD (no longer approved here)
FRN 625054
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- CF29 Significant management (16 Jul 2010 to 30 Apr 2018)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF1 Director (26 Nov 2004 to 28 Feb 2010)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF1 Director (1 Mar 2004 to 28 Feb 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.