Steven Henry Van Den Nieuwenhof

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ProPlan Financial Advice Limited

    FRN 912215

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 11 Jun 2021)
    • Responsibility for MCD Intermediation (since 24 May 2021)
    • Responsible for Insurance Distribution (since 3 Aug 2020)
    • SMF3 Executive Director (since 3 Aug 2020)
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
    • SMF16 Compliance Oversight (since 3 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
  • Whittaker Financial Solutions Limited (no longer approved here)

    FRN 409239

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2021)
    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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