Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Material risk taker (9 Nov 2022 to 1 Mar 2024)
    • [FCA CF] Significant management (9 Jan 2020 to 10 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 Jan 2020 to 1 Sep 2021)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 10 Apr 2012)
    • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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