Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Nov 2022 to 1 Mar 2024)
- [FCA CF] Significant management (9 Jan 2020 to 10 Jan 2020)
- [PRA CF] Significant risk taker or Material risk taker (9 Jan 2020 to 1 Sep 2021)
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- CF30 Customer (1 Nov 2007 to 10 Apr 2012)
- CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.