Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nationwide Building Society
FRN 106078
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 11 Mar 2017)
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- CF21 Investment Adviser (13 Mar 2003 to 4 Mar 2005)
- CF22 Investment Adviser (Trainee) (21 May 2002 to 13 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.