Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 28 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (24 Oct 2016 to 31 Dec 2022)
    • [PRA CF] Managing a material risk taker (since 5 Mar 2024)
    • [FCA CF] Manager of certification employee (since 29 Nov 2021)
    • [FCA CF] Client dealing (since 28 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Oct 2016)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (21 Aug 2015 to 29 Sep 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (21 Jun 2011 to 6 Jan 2015)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (18 Jun 2010 to 16 May 2011)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 11 Mar 2010)
    • CF26 Customer Trading (13 Sep 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF26 Customer Trading (24 Jan 2005 to 13 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.