Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International Bank
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
- [FCA CF] Client dealing (since 28 Oct 2016)
- [PRA CF] Significant risk taker or Material risk taker (24 Oct 2016 to 31 Dec 2022)
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Goldman Sachs International
FRN 142888
- [PRA CF] Managing a material risk taker (since 5 Mar 2024)
- [FCA CF] Manager of certification employee (since 29 Nov 2021)
- [FCA CF] Client dealing (since 28 Oct 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 24 Oct 2016)
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- CF30 Customer (21 Aug 2015 to 29 Sep 2016)
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- CF30 Customer (21 Jun 2011 to 6 Jan 2015)
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- CF30 Customer (18 Jun 2010 to 16 May 2011)
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- CF30 Customer (1 Nov 2007 to 11 Mar 2010)
- CF26 Customer Trading (13 Sep 2007 to 31 Oct 2007)
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- CF26 Customer Trading (24 Jan 2005 to 13 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.