Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2025)
    • [FCA CF] Client dealing (since 9 Dec 2025)
  • Potter Financial Partners Ltd (no longer approved here)

    FRN 968893

    • (3)Employed By (22 May 2024 to 1 Oct 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2025)
    • CF30 Customer (16 Jun 2016 to 1 Oct 2025)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jun 2002 to 3 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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