Steven George Whittet

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

R.J. O'Brien Limited (no longer approved here)
FRN 114120
- CF30 Customer (16 Aug 2012 to 9 Oct 2013)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (30 Nov 2010 to 2 Jul 2012)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (23 Jun 2010 to 18 Oct 2010)
Nomura International Plc (no longer approved here)
FRN 124422
- CF21 Investment Adviser (14 Apr 2005 to 1 Jun 2007)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (23 Sep 2004 to 26 Nov 2004)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF21 Investment Adviser (5 Dec 2002 to 10 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.