Steven George Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BANK OF CEYLON (UK) LIMITED (no longer approved here)

    FRN 514744

    • CF10 Compliance Oversight (9 Apr 2010 to 7 Feb 2011)
    • CF11 Money Laundering Reporting (9 Apr 2010 to 7 Feb 2011)
  • KEB Hana Bank (no longer approved here)

    FRN 204671

    • CF11 Money Laundering Reporting (13 May 2003 to 21 Apr 2004)
  • Tandem Bank Limited (no longer approved here)

    FRN 204479

    • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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