Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF22 Investment Adviser (Trainee) (1 Oct 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (10 May 2004 to 10 Nov 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (14 Nov 2003 to 19 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.