Steven Gaunt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Functions requiring qualifications (8 Nov 2019 to 22 Feb 2020)
    • [FCA CF] Client dealing (8 Nov 2019 to 22 Feb 2020)
    • CF30 Customer (7 Jan 2016 to 9 Dec 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 3 Jan 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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