Steven Fraser

Last updated
1 month ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Wealth Solutions Limited

    FRN 302581

    • (1)4. Giving personal recommendations on retail investment products which are not broker funds
    • (2)[FCA CF] Client dealing (since 6 Mar 2022)
    • (3)[FCA CF] Functions requiring qualifications (since 6 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Functions requiring qualifications at Phoenix Wealth Solutions Limited

  2. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Phoenix Wealth Solutions Limited

  3. controlled function removed: [FCA CF] Client dealing at Phoenix Wealth Solutions Limited

  4. controlled function added: (1)4. Giving personal recommendations on retail investment products which are not broker funds at Phoenix Wealth Solutions Limited

  5. controlled function added: (2)[FCA CF] Client dealing at Phoenix Wealth Solutions Limited

  6. controlled function added: (3)[FCA CF] Functions requiring qualifications at Phoenix Wealth Solutions Limited