Steven Edward Humphries

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mortgage Advice Bureau Limited
FRN 455545
- [FCA CF] Significant management (since 18 Mar 2024)
- SMF18 Other Overall Responsibility (25 Feb 2020 to 25 Oct 2023)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- [FCA CF] Significant management (since 18 Mar 2024)
- SMF18 Other Overall Responsibility (25 Feb 2020 to 25 Oct 2023)
CAPITAL PROTECT LIMITED
FRN 531444
- [FCA CF] Significant management (since 18 Mar 2024)
- SMF18 Other Overall Responsibility (25 Feb 2020 to 25 Oct 2023)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (25 Apr 2018 to 5 Dec 2022)
MABWM Ltd (no longer approved here)
FRN 806378
- Employed By (25 Apr 2018 to 5 Dec 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.