Steven Donald Morley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Premier Insurance Brokers Ltd

    FRN 603619

    • [FCA CF] Significant management (since 24 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Jun 2014 to 30 Sep 2018)
    • CF1 Director (1 Jun 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2014 to 8 Dec 2019)
  • PREMIER FINANCIAL LIMITED (no longer approved here)

    FRN 453943

    • CF30 Customer (1 Nov 2007 to 3 Dec 2012)
    • Responsible for Insurance Mediation (2 Aug 2006 to 31 Dec 2017)
    • CF1 Director (2 Aug 2006 to 31 Dec 2017)
    • CF10 Compliance Oversight (2 Aug 2006 to 28 Jul 2010)
    • CF11 Money Laundering Reporting (2 Aug 2006 to 28 Jul 2010)
    • CF21 Investment Adviser (2 Aug 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (2 Aug 2006 to 31 Mar 2009)
  • Premier Financial Ltd (no longer approved here)

    FRN 206514

    • (6)Employed By (30 Apr 2002 to 2 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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