Steven David Tatters

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Phoenix Asset Management Partners Limited
FRN 186871
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Jul 2023 to 3 Mar 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2020)
- CF30 Customer (5 Dec 2012 to 8 Dec 2019)
- CF1 Director (5 Dec 2012 to 8 Dec 2019)
- CF2 Non Executive Director (19 May 2005 to 22 Nov 2012)
- CF11 Money Laundering Reporting (28 Sep 2004 to 8 Dec 2019)
- CF10 Compliance Oversight (28 Sep 2004 to 8 Dec 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.