Steven David Oxenham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Aug 2017)
    • CF30 Customer (since 17 Aug 2017)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 17 Aug 2017)
  • SDO Wealth Management Ltd

    FRN 786403

    • (1)Employed By (since 17 Aug 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Aug 2015 to 7 Aug 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (29 Jan 2010 to 31 Dec 2012)
    • CF1 Director (AR) (29 Jan 2010 to 31 Dec 2012)
  • Trinity House Wealth Management Ltd (no longer approved here)

    FRN 516553

    • Employed By (29 Jan 2010 to 31 Dec 2012)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 11 Mar 2010)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
    • CF1 Director (AR) (3 Sep 2007 to 11 Mar 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Feb 2005 to 13 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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