Steven David Kember

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Adamson Ross WM Ltd
FRN 1005997
- (2)Employed By (since 24 Nov 2023)
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 28 Apr 2008)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
Adamson Ross Limited (no longer approved here)
FRN 431699
- Employed By (28 Apr 2008 to 1 Feb 2024)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.