Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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D & P Advisors LLP
FRN 733936
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF4 Partner (1 Nov 2016 to 8 Dec 2019)
- CF3 Chief Executive (1 Nov 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2016 to 8 Dec 2019)
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- CF3 Chief Executive (AR) (29 Feb 2016 to 1 Nov 2016)
- CF4 Partner (AR) (29 Feb 2016 to 1 Nov 2016)
- CF30 Customer (29 Feb 2016 to 1 Nov 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.