Steven Dargue

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiniti Financial Services Limited

    FRN 468631

    • SMF18 Other Overall Responsibility (since 14 Jun 2024)
    • [FCA CF] Material risk taker (1 Feb 2022 to 17 Jun 2024)
    • [FCA CF] CASS oversight function (11 Jun 2021 to 17 Jun 2024)
    • [FCA CF] Manager of certification employee (11 Jun 2021 to 17 Jun 2024)
    • [FCA CF] Significant management (11 Jun 2021 to 17 Jun 2024)
  • Jupiter Unit Trust Managers Limited (no longer approved here)

    FRN 122488

    • CF10a CASS Oversight function (16 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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