Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Corbel Partners Limited
FRN 429142
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 2 Mar 2020)
- CF30 Customer (since 2 Mar 2020)
- [FCA CF] Client dealing (since 5 Feb 2020)
- Appointed representative dealing with clients for which they require qualification (since 5 Feb 2020)
- [FCA CF] Functions requiring qualifications (since 5 Feb 2020)
-
Pembroke Wealth Management Limited
FRN 816228
- (1)Employed By (since 2 Mar 2020)
- (2)Employed By (21 Aug 2018 to 8 Feb 2019)
-
- CF1 Director (AR) (21 Aug 2018 to 28 Jan 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.