Steven Clyde Jonathan Blanthorn - Hazell

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GARSTANG INDEPENDENT FINANCIAL SERVICES LIMITED

    FRN 209450

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (29 May 2002 to 31 Mar 2009)
    • CF1 Director (29 May 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 May 2002 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 May 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
  • Garstang Independent Financial Services Limited (no longer approved here)

    FRN 182237

    • (2)Employed By (11 Feb 2002 to 28 May 2002)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.