Steven Clark

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 44 Financial Limited

    FRN 517309

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 1 Nov 2023)
    • [FCA CF] Significant management (since 17 May 2022)
    • [FCA CF] Functions requiring qualifications (since 17 May 2022)
    • [FCA CF] Client dealing (since 17 May 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (12 Aug 2022 to 7 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (17 May 2022 to 7 Nov 2023)
    • CF11 Money Laundering Reporting (1 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2010 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2010 to 7 Nov 2023)
    • CF1 Director (1 Jul 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jul 2010 to 30 Sep 2018)
  • 44 Benefit Solutions Limited (no longer approved here)

    FRN 993438

    • SMF3 Executive Director (1 Nov 2023 to 20 Aug 2025)
  • Cartwright Benefit Solutions Ltd (no longer approved here)

    FRN 600009

    • Employed By (24 Jul 2013 to 7 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

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