Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF1 Director (3 Jun 2008 to 15 Feb 2010)
    • CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
    • CF17 Significant Mgt (Other Business Operations) (6 Sep 2007 to 31 Oct 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2006)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Dec 2006)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 6 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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