Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (3 Jun 2008 to 15 Feb 2010)
- CF29 Significant management (1 Nov 2007 to 31 Dec 2009)
- CF17 Significant Mgt (Other Business Operations) (6 Sep 2007 to 31 Oct 2007)
-
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2006)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Dec 2006)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 6 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.