Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MONUMENT GROUP EUROPE LLP
FRN 581650
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- CF11 Money Laundering Reporting (12 Mar 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Mar 2018 to 8 Dec 2019)
- CF4 Partner (9 Oct 2012 to 8 Dec 2019)
- CF30 Customer (9 Oct 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.