Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (2 Apr 2018 to 14 Jun 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (25 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 May 2003 to 25 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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