Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF30 Customer (since 14 Jan 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (31 Mar 2020 to 25 Sep 2020)
    • (12)Employed By (since 14 Jan 2021)
    • (7)Employed By (31 Mar 2020 to 25 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.