Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 16 Jan 2024)
- [FCA CF] Manager of certification employee (since 6 Nov 2023)
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- [FCA CF] Manager of certification employee (18 Dec 2024 to 19 Jun 2025)
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- [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Oct 2018)
- [FCA CF] Client dealing (1 Jul 2018 to 21 Mar 2023)
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- [FCA CF] Client dealing (15 Nov 2016 to 1 Jul 2018)
- [FCA CF] Manager of certification employee (15 Nov 2016 to 1 Jul 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (7 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.