Steven Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PIVOTAL FINANCIAL LIMITED (no longer approved here)
FRN 665649
- [FCA CF] Functions requiring qualifications (16 Dec 2024 to 1 Dec 2025)
Knight Frank Finance LLP (no longer approved here)
FRN 459093
- [FCA CF] Functions requiring qualifications (6 Sep 2021 to 1 Apr 2024)
LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)
FRN 143002
- [FCA CF] Manager of certification employee (4 Mar 2021 to 3 Sep 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.