Steven Baker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 2 Dec 2025)
    • [FCA CF] Client dealing (since 15 Oct 2025)
    • [FCA CF] Client dealing (17 Jun 2024 to 1 Sep 2025)
    • [FCA CF] Manager of certification employee (17 Jun 2024 to 1 Sep 2025)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 2 Dec 2025)
    • [FCA CF] Client dealing (since 15 Oct 2025)
    • [FCA CF] Manager of certification employee (19 May 2022 to 1 Sep 2025)
    • [FCA CF] Material risk taker (29 Jun 2020 to 1 Sep 2025)
    • [FCA CF] Client dealing (8 Jan 2019 to 1 Sep 2025)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 2 Dec 2025)
    • [FCA CF] Client dealing (since 15 Oct 2025)
    • [FCA CF] Manager of certification employee (19 May 2022 to 1 Sep 2025)
    • [FCA CF] Material risk taker (29 Jun 2020 to 1 Sep 2025)
    • [FCA CF] Client dealing (8 Jan 2019 to 1 Sep 2025)
  • Redding Ridge Asset Management (UK) LLP (no longer approved here)

    FRN 768961

    • CF30 Customer (8 Dec 2017 to 30 Sep 2018)
  • Apollo Management International LLP (no longer approved here)

    FRN 452877

    • CF30 Customer (28 Jan 2013 to 30 Sep 2018)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (30 Jul 2009 to 30 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

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