Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Soteria Insurance Limited (no longer approved here)

    FRN 435022

    • CF15 Internal Audit (15 Jan 2006 to 5 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF15 Internal Audit (26 Jan 2004 to 5 Oct 2007)
  • THE CO-OPERATIVE BANK P.L.C. (no longer approved here)

    FRN 121885

    • CF10 Compliance Oversight (1 Dec 2001 to 18 Nov 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Nov 2003)
    • CF15 Internal Audit (1 Dec 2001 to 5 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.