Steven Ashley

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs International
FRN 142888
- [FCA CF] Manager of certification employee (since 25 Mar 2021)
Goldman Sachs Asset Management International
FRN 147212
- [FCA CF] Manager of certification employee (since 25 Mar 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Aug 2015 to 8 Dec 2019)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (4 Oct 2010 to 24 Apr 2015)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (4 Oct 2010 to 24 Apr 2015)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 2 Jul 2010)
- CF21 Investment Adviser (17 Feb 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.