Steven Anthony Klein

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • [FCA CF] Significant management (since 23 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Feb 2022)
    • [PRA CF] Managing a material risk taker (15 Aug 2023 to 17 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Oct 2018 to 6 Aug 2019)
  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 23 Aug 2022)
    • [PRA CF] Managing a material risk taker (since 15 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Jan 2019 to 8 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (10 Oct 2018 to 6 Aug 2019)
    • CF30 Customer (5 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.